Grex Agora46 Conference

Item 15: Socially REsponsible Investing (long)

Entered by tsty on Mon Jun 23 19:54:19 2003:

  
  Five Winning Funds How to Be Good -- and Profitable 
  
  By Stephen Schurr Senior Editor 06/19/2003 11:00 AM EDT URL:
  
http://www.thestreet.com/funds/fivewinningfunds/10094738.html
  
  The top three questions a financial journalist hears: When will
  the bear market end? Can you give me a good stock tip? And (be-
  lieve it or not), how can I build an ethical stock portfolio?
  
  That's the honest-to-goodness truth -- perhaps "altruism" should
  be added as a distant third emotion that influences the market,
  after fear and greed. The first two questions are hard to answer:
  I think we are in a "low-return environment" in the U.S. that
  will last for at least a decade, and I'm not much of a stock-
  picker. (Ask James Altucher, Arne Alsin, Jim Cramer or one of the
  many Real Money or Street Insight columnists who knows his
  stuff.) The third one is easy to answer, although it does come
  with some caveats: Consider socially responsible funds.
  
  This week's Five Winning Funds examines the stellar offerings
  from the world of socially responsible investing -- SRI funds,
  for short -- and it represents a bit of a change in my thinking.
  
http://www.socialfunds.com
  
  My old answer to question No. 3 was: Ethics are too subjective to
  consider in an investment portfolio. Microsoft (MSFT:Nasdaq -
  news - commentary) is ethical to some for treating workers fair-
  ly, but unethical to others who say its 800-pound gorilla tactics
  stifle competition. Or, General Dynamics (GD:NYSE - news - com-
  mentary) may be unethical to some because it makes weapons that
  kill people, but others may have no problem with the high-tech
  weaponry that helps protect America. Besides, there's no real
  proof that a do-gooder approach translates into better returns.
  My old advice: Make your investments to make money, and make the
  world a better place by volunteering.
  
  However, over the past few years, my answers have evolved. Recent
  studies, including one conducted by the SRI World Group for its
  Social Funds Web site, indicate SRI funds have, in general, held
  up better than non-SRI funds during the three-year bear market.
  Thirty of 52 SRI funds topped more than half of their peer non-
  SRI mutual funds. That's not overwhelming and it's a short time
  horizon, but it does signal that SRI funds are as viable as other
  mutual funds. It also refutes the old line about SRI funds not
  doing well in bear markets because of their aversion to industri-
  als, materials and "sin" stocks that hold up in downturns.
  
  Also, SRI funds have gone a long way to overcome the perception
  that they focus on do-gooder companies to the exclusion of stocks
  that look good. These funds don't have 80% of their assets in Ben
  & Jerry's; in fact, Intel (INTC:Nasdaq - news - commentary) is
  the top holding among SRI funds, according to Research magazine.
  Other big holdings include Cisco (CSCO:Nasdaq - news - commenta-
  ry) , SBC Communications (SBC:NYSE - news - commentary) , Merck
  (MRK:NYSE - news - commentary) and, yes, Microsoft.
  
  "We understand how Corporate America works -- there is no perfect
  company," said Todd Ahlsten, skipper of the stellar Parnassus
  Equity Income fund.
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=PRBLX
  
  "But when we go to bed at night, we want to feel confident that
  the companies we own are responsible companies that are trying to
  do good for society." (Click here to read a companion profile of
  Ahlsten and his fund.)
  
http://www.thestreet.com/funds/fivewinningfunds/10094625.html
  
  The last reason I've changed my tune on SRI funds is a matter of
  ethics. Given the spate of corporate ethics scandals, the threat
  of terror that makes the world a more dangerous place and, frank-
  ly, the fact that many multinationals regularly flout environmen-
  tal and human rights issues, it is heartening that a swath of the
  investment arena diligently searches to find companies that aim
  to make the world a better place, along with making money. Ap-
  parently, others feel this way: In 2002, while U.S. stock funds
  saw $10.5 billion in net outflows, SRI funds had $1.5 billion in
  net inflows, according to Lipper, a Reuters company.
  
  What's kept me from shifting all of my portfolio over to SRI
  funds -- despite my wife's suggestion to do so -- is that I don't
  think it's possible yet to build a diversified portfolio con-
  structed entirely of SRI funds. While there are some outstanding
  U.S. equity funds that pass SRI screens, the group comes up short
  when it comes to international investing, which makes up more
  than half of my portfolio these days. Worthy SRI bond funds,
  meantime, are in relatively short supply, as well.
  
  Nonetheless, there are some great SRI funds out there, including
  the five featured in today's column. The list aims for asset-
  class diversity -- a good small-cap fund as well as a fixed-
  income fund, etc.
  
  One last thing: Investors looking to buy into SRI funds have two
  considerations. First -- and this applies to all funds -- make
  sure the funds have solid management, a history of strong returns
  and below-average costs. Second, make sure the fund's definition
  of ethics matches yours -- SRI funds run the gamut from religious
  funds such as the Aquinas Growth Fund
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=AQEGX
  
  to environmental funds such as the Sierra Club Stock Fund
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=SCFSX
  
   to women's issues funds such as the Women Equity Fund.
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=FEMMX
  
  A good place to start is Social Funds' Mutual Fund Center.
  
http://www.socialfunds.com/funds/chart.cgi?sfChartId=desc
  
  1. Parnassus Equity Income (Large U.S. Stocks)
  
  While the $193 million-in-assets Parnassus Equity Income fund
  (Ticker: PRBLX) falls broadly under the "large-blend" category,
  the value-oriented manager Todd Ahlsten takes a "go anywhere" ap-
  proach that hunts for companies big and small. The fund aims to
  keep about 75% of its assets in dividend-paying companies, making
  the fund a decent way to look for yield.
  
  Do-gooder or no do-gooder, Parnassus Equity Income has been one
  of the best funds around since its 1992 inception. The fund's
  five-year average annual return of 10.9% ranks in the top 1% of
  all large-blend funds, according to Morningstar, and its 10-year
  returns rank in the top 8%. While Ahlsten has only been at the
  helm alone for one year (he's been with Parnassus for nine
  years), the one-year return of 8.13% ranks No. 1, according to
  Morningstar. And as today's Q&A demonstrates, his philosophy on
  investing and corporate ethics mirror his predecessor closely.
  Tech lovers, look elsewhere.
  
http://www.thestreet.com/funds/fivewinningfunds/10094625.html
  
  Apart from a small Cisco stake and a few other holdings, Ahlsten
  sticks to less frothy fare such as Johnson & Johnson (JNJ:NYSE -
  news - commentary) .
  
  The no-load fund's low turnover rate helps keeps the expense ra-
  tio at a trim 0.96%, compared with the 1.28% category average.
  
  2. Ariel Fund (Small U.S. Stocks)
  
  We extolled the virtues of the Ariel Fund (Ticker: ARGFX) in a
  recent Five Winning Funds on small-cap value stock funds
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=ARGFX
  
  and in a 10 Questions interview with longtime skipper John
  Rogers.
  
http://www.thestreet.com/funds/stephenschurr/10089512.html
  
  One thing we didn't mention: Ariel Fund also passes the SRI
  screen.
  
  Rogers, at the helm since the fund's 1986 inception, has racked
  up stellar performance: Its 10-year average annual return of
  12.23% ranks in the top 17% among its peers, and the fund's
  three- and five-year rankings are good for the top 18% of all
  small-cap value funds, according to Morningstar. His basic in-
  vesting philosophy: "Slow and Steady Wins the Race," as evidenced
  by the tortoise logo that graces the fund's Web site. The no-load
  fund sports a below-average 1.19% expense ratio.
  
  For investors looking for a solid small-cap SRI fund, Ariel is a
  great bet.
  
  3. Ariel Appreciation (Medium U.S. Stocks)
  
  Another Rogers-helmed fund turns up on the SRI list, and once
  again it's a great long-term performer: the mid-cap blend Ariel
  Appreciation fund.
  
  Rogers took the reins of this fund in September 2002 from Eric
  McKissack, who managed to notch impressive returns while at the
  helm. Rogers is the founder of value-oriented Ariel Capital
  Management and the longtime skipper of the firm's eponymous stel-
  lar small-value fund, which should placate smart investors who
  seek an experienced hand at the wheel.
  
  The fund's three-year average annual return of 11.3% ranks in the
  top 4% of all mid-cap blend funds, and the 10-year average annual
  return of 12.98% ranks in the top 15% of its peers, according to
  Morningstar. The no-load fund's buy-and-hold approach has kept
  turnover to a mere 13% and its expense ratio at a below-average
  1.26%.
  
  4. Domini Social Bond fund
  
  While the SRI bond arena has few real standouts -- Parnassus In-
  come, with Ahlsten as the new manager, has been a strong perform-
  er in the past -- the relatively new Domini Social Bond fund
  (Ticker: DSBFX) is a decent, low-cost way to get fixed-income ex-
  posure through the SRI world.
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=DSEFX
  
  How does a fund screen for do-gooder bonds? Well, the Domini fund
  avoids U.S. Treasuries "because they finance the purchase of
  weapons of mass destruction," according to Domini's Web site. It
  does invest in other federal agencies, such as housing agencies.
  The fund's 9.57% average annual return over the past three years
  ranks in the top 39% of all intermediate bond funds, and the ex-
  pense ratio is 0.95%, slightly below the 1.02% category average.
  
  While there may be better fixed-income offerings in the non-SRI
  fund arena, Domini Social Bond is a decent way to go for those
  set on doing the right thing while they put their money to work.
  
  5. Indexer's Choice: Domini Social Equity Index or Vanguard Cal-
  vert Social Index
  
  For investors who like the virtues of low-cost index funds cou-
  pled with the virtues of socially responsible investing, there
  are two decent options.
  
  The Domini Social Equity Fund (Ticker: DSEFX) mirrors the Domini
  400 Social Index, an SRI index of 400 companies that pass screens
  for environment and social issues -- no guns, no cigarettes, no
  nuclear power, no alcohol, no gambling, no weapons contractors,
  on the no-no list; environmental-friendliness, good workplace and
  community activism are among the do-good list. The nice thing
  about the fund is that its 10-year average annual return of 9.42%
  a year is about a half-percentage point shy of the S&P 500, rank-
  ing the fund in the top 33% of all large-blend funds. The expense
  ratio of 0.92% is above most traditional index funds, but is
  lower than the average fund.
  
  The newer option is the Vanguard Calvert Social Index fund (Tick-
  er: VCSIX). The fund, which tracks the Calvert Social Index
  (similar to the Domini index), has only been around since May
  2000 -- its 13% average annual loss ranks in the top 19% of all
  large-growth funds, according to Morningstar.
  
http://tools.thestreet.com/tsc/quotes.html?pg=mutualfunds&symb=VCSIX
  
  The clear advantage over Domini's longer history is the price:
  Thanks in part to Vanguard, the fund sports a bargain-basement
  0.25% expense ratio. While both funds count Microsoft as the big-
  gest holding, the Vanguard Calvert fund is a bit more inclined
  towards growth, according to Morningstar.
104 responses total.

#1 of 104 by jep on Mon Jun 23 20:53:15 2003:

As a general rule, I avoid social activist investment funds like the 
plague, based on the following principles:

1) No mutual fund manager knows what I consider "socially responsible".
Most of them seem to be quite liberal, "green", "favor Group A or 
B", "anti-war", etc. and I am not inclined to agree.  I haven't seen 
any which I agree with.

2) A mutual fund manager ought to concentrate solely on making money 
for me.
If it comes down to it, is he going to do his job and make money, or is 
he going to make some social statement?

3) Money made for me will go to the most socially responsible end that 
can be imagined: making me more wealthy.
J. Paul Getty made his billions, then invented philanthropy.  Like him, 
I can fight the injustice about which I feel the most strongly later on 
when I have money to do so.  Meanwhile, it will keep me off the 
streets, which is a good thing.


#2 of 104 by mary on Mon Jun 23 20:54:56 2003:

You think like a drug dealer.  


#3 of 104 by keesan on Mon Jun 23 21:03:55 2003:

Jep, you are obviously not a liberal, nor do you care about the environment,
nor are you antiwar, therefore how could you possibly find a socially
responsible mutual fund that you agree with?  They are for people who are not
solely concerned with making more money for themselves, and therefore invest
in companies which treat their employees fairly, which do not profit from
wars, which do not profit from selling drugs (even legal ones).  I don't agree
with all their policies either but I am too lazy to choose my own companies
to invest my IRA in so I will put up with them investing in some junk food
companies.  I own part of eBay and I forget what else.  On average, my mutual
fund (Pax) has done at least as well as its competitors.  For some reason,
companies that treat their employees fairly tend to stick around longer.  


#4 of 104 by jep on Tue Jun 24 03:29:50 2003:

re resp:2: I disagree that I think like a drug dealer.  I don't seek 
out someone else to spend my money to promote what they think is the 
good of society.  If I go to a restaurant, I go there for lunch.  If I 
go to a financial planner, I go to make money.  If I want to promote 
the good of society, I am perfectly capable of sending my money myself 
to where I think it will do the most good as I define "good".

re resp:3: You don't believe in drugs?  I believe the pharmaceutical 
industry probably contributed more to the "good of society" (by doing 
what would make them money) than just about any other industry in the 
20th century.  The eradication of polio and smallpox, for two obvious 
examples, were enormously beneficial.  I'm hoping someone makes 
themselves rich by finding a cure for AIDS.


#5 of 104 by tsty on Tue Jun 24 04:03:40 2003:

wow. re #2 .. sure didn't expect that! options are options; all choices
are yurs. thinking for profit is the province of capitalists. is
mary calling capitalism 'drug dealing'? 
  



#6 of 104 by orinoco on Tue Jun 24 06:39:33 2003:

I'm amused that anyone could think that liberals have a monopoly on "social
responsibility."


#7 of 104 by keesan on Tue Jun 24 08:19:57 2003:

My mutual fund has a lot of investments in the pharmaceutical industry and
in the medical industry, but nothing invested in nicotine or alcohol or guns
or airplanes or oil or cars.
I think they have a large investment in UPS.  I read a book once about UPS,
which decided to start a training program for people who had trouble keeping
jobs.  They bussed them to the location, assigned them each a regular employee
as mentor, gave them all alarm clocks so they would not miss the bus,
encouraged them all to work towards perfect attendance and 100% completion
(they lost one person when her boyfriend dragged her out of state, I think),
had a big graduation party (for people who never finished high school) and
have a very high retention rate for these workers, which in the long run means
more profits for UPS.  


#8 of 104 by pvn on Tue Jun 24 08:35:22 2003:

re#3: You invest in ebay?  Me to.  I think its a pretty good investment
in spite of it being the largest "Fencing Operation" in the world. (By
its own published statistics it has way more criminal operations
(auctions) going on at any given time than even the chicago mob in its
prime and its all "legal".  I figure "caveat emptor" for the moment.
re#2: No, he thinks like a free market capitalist. The drug dealer is a
monopolist who not only kills his customers but uses force to prevent
competing vendors.  (witness Micro$oft)  The difference is merely the
economy of scale.  "What is reprehensible in the small scale is
admirable on the large."  (Although, I dumped Micro$oft as its business
model was no longer viable in my opinion, too many of the addicts
stopped buying the product or working for future returns instead of real
wages - no complaints on the ROI.)
re#7: and UPS doesn't use airplanes, cars or large vans running on
petrochemicals?  What planet you live on?  And the story about the alarm
clocks dates from a 1960's novel written about the US automobile
industry as I recall. 


#9 of 104 by mary on Tue Jun 24 10:47:57 2003:

Jep, would still feel "money made for me will go to the most socially
responsible end that can be imagined: making me more wealthy" if you
knew your money was funding a company which intentionally targeted
and sold addictive drugs in a carcinogenic package to children 
around the world?


#10 of 104 by jep on Tue Jun 24 12:48:21 2003:

re resp:9: I would not choose to support a tobacco company to make 
money for myself, if that's what you're asking.

If I could have a mutual fund which included a list of companies I am 
willing to support, those I am not, those I prefer, etc., then I 
wouldn't allow my money to go to any tobacco companies.  I wouldn't 
pick Coca Cola, either.

The mutual funds from which I can pick don't work that way.  A couple 
are "socially responsible", which means they say they follow a list of 
criteria which sound glowingly pleasant.  I don't assume that their 
choices are necessarily *my* choices.  I imagine they're cheerfully 
funding companies which provide abortions in 3rd world countries, 
giving preference to companies which fund Greenpeace and PETA, and 
generally funding activism which I oppose.

How about you?  Would you pick "socially responsible" if you thought 
some of the companies were on the list because they did things you 
strongly opposed?


#11 of 104 by gull on Tue Jun 24 13:43:17 2003:

Re #6: I was wondering about that, too.  Are there "socially
responsible" funds that focus on, say, a conservative Christian view of
what's "responsible"?  It seems like there would be a demand for such a
thing.


#12 of 104 by scott on Tue Jun 24 14:14:20 2003:

Judging from a quick google on "Christian investment", yes.


#13 of 104 by oval on Tue Jun 24 14:57:08 2003:

funny how "Christian" and "socially responsible" don't seem to be fitting
together.

lmao@#8



#14 of 104 by mary on Tue Jun 24 21:17:40 2003:

Re: #10  Absolutely.  I also voted for my U of M retirement 
funds to not invest in companies that produce cigarettes.

It's very easy to have a social conscience and invest
in good stocks and bonds.  If you want to.


#15 of 104 by mdw on Tue Jun 24 21:31:47 2003:

It ought to be noted that tobacco companies are not doing particularly
well especially domestically, and several are going to interesting
lengths to try to separate their tobacco & non-tobacco operations.

The problem with companies that don't operate in a socially responsible
fashion is that sometimes their sins *do* catch up with them.


#16 of 104 by rcurl on Tue Jun 24 23:46:03 2003:

Quite recently tobacco use was overwhelmingly socially acceptable. It
isn't that tobacco companies "sins" have caught up with them, but rather
they have moved into new definitions of "sins". 


#17 of 104 by orinoco on Wed Jun 25 00:01:46 2003:

I know some folks who insist on buying their gas from Shell, and have done
so religiously for years, because they consider Shell to be a socially
responsible company.  I was startled when they told me that; a lot of
people at the time were boycotting Shell because of their sketchy dealings
with the Nigerian government.  

        http://www.essentialaction.org/shell/issues.htm

But apparently, Shell was one of the first gas companies to sell unleaded
gasoline, and used to have quite a reputation as a "green" company.
Because we cared about different issues, we had entirely different
impressions of the same company.


#18 of 104 by jep on Wed Jun 25 02:06:42 2003:

re resp:14: I may not have made my question clear.  Would you invest 
in a "socially responsible" fund which you thought might be picking 
companies who favored things you strongly opposed?  You know, Domino's 
Pizza, Amway, RJR/Nabisco, companies like that?

For me, "socially responsible" means "politically inclined against 
me".  The people who seem to me to be most likely to pick something 
called "socially responsible" are people like you... and, um, I would 
imagine, in elections of wide enough scope that we both vote, we 
cancel each other's votes most of the time.  I very rarely agree with 
you on political issues.

It's foolish to pick ways to spend your money that are designed to 
oppose what you want.  I would rather pick mutual funds that are 
neutral, rather than ones selected to go against me.

I imagine my point is understood if it's ever going to be.


#19 of 104 by keesan on Wed Jun 25 02:46:21 2003:

Nabisco is not socially responsible.
The tobacco companies are now trying to addict people in other countries as
they lose their market here.  There was some political deal whereby China was
forced to allow imported American tobacco.  I think Korea and Japan are also
victims of the tobacco companies.


#20 of 104 by jep on Wed Jun 25 11:44:03 2003:

Sindi, I don't like the tobacco companies either.  I've got kids, and 
I hate the idea of them becoming smokers.  I'm not exactly in favor of 
sending the tobacco companies overseas to attack the children of other 
countries, either.

Struggle with this idea for a bit, just to humor me: imagine that 
Nabisco does something that really excites those who pick "socially 
responsible" companies.  I'm not going to specify what because this is 
hypothetical, and you might argue with whatever example I made up.  
(Nabisco itself is a hypothetical example, and you're arguing with it, 
so that's why I think that could happen.)  Imagine Nabisco does 
something marvelous and exciting.  Then you find your "socially 
responsible" mutual fund has started buying Nabisco, even though 
Nabisco is a tobacco company.  What would you do at that point?

I don't play the "socially responsible investing" game because this 
sort of thing is pretty likely to happen to me.  It's not going to 
happen with Nabisco, my hypothetical example, but it seems likely that 
a "socially responsible" fund is going to pick things that are as 
repugnant to me as Nabisco would be to you.

I don't invest to make social statements.  I'm not much interested in 
investing and the stock market anyway, which is why I use mutual funds 
in the first place.  I'd have to get a whole lot more interested than 
I am to seek out mutual funds which have the right attitude for my 
preferences.

Sigh.  I guess as long as someone is willing and able to mis-portray 
what I say, I'm willing or compelled to explain myself again and 
again, forever.  I wonder if this disorder is treatable.


#21 of 104 by mary on Wed Jun 25 12:24:05 2003:

A socially responsible fund will outline its objectives and strategy in
its prospectus.  If you agree with these objectives then most of the work
is done.  The fund manager takes those goals into account with each
purchase and keeps an eye on how the company is holding to the
funds philosophy.

There are funds out there that are only limited in that they
won't buy tobacco companies.  Not controversial at all, I'd think,
to someone who thinks smoking is a bad idea.

To a great extent "socially responsible" comes down to avoiding
investments in US companies that do to other counties what we don't allow
them to do here, at home, for health, safety and environmental reasons. 



#22 of 104 by scott on Wed Jun 25 12:31:09 2003:

Actually, I'm just curious what sorts of investments you'd find repugnant,
jep.  A quick web search shows that the "socially responsible" investments
avoid tobacco, arms, nuclear issues, gambling, pollution, animal testing
abortion (presumably anti-abortion companies, or perhaps companies that
actually have a position on abortion at all).  

I'm not trying to make a point or set you up, I'm just curious.


#23 of 104 by gull on Wed Jun 25 13:24:33 2003:

Not to put words in jep's mouth, but from his other postings I got the
impression that he doesn't see investing as a moral issue, just a way to
make money.  So it's possible there are no reasonable investments he'd
find repugnant.  (I'm assuming we're not talking about far-fetched
hypothetical cases like 'Bob's Kitten Crushing Machines, Inc.')


#24 of 104 by jmsaul on Wed Jun 25 13:50:03 2003:

Re #22:  Actually, if they take an anti-choice position on abortion, I
         wouldn't want to support them.


#25 of 104 by mary on Wed Jun 25 13:53:53 2003:

And when you take morality out of making money you're
left with what?  



#26 of 104 by keesan on Wed Jun 25 14:26:39 2003:

I have turned down paid work which I considered immoral, but one time I
accidentally accepted a job which turned out to be for a tobacco company. 
When they paid me, I donated the money to the American Lung Association.  I
told that translation agency I was not going to do any more tobacco
translations.  (Previous ones appeared to be anti-tobacco).


#27 of 104 by oval on Wed Jun 25 14:35:36 2003:

thing is, we, as citizens of a capitalist world, can and should decide where
our money goes, no matter what we believe.

i'm not much of a gambler, and dirt poor, but i do refuse to use certain
products and to not spend my money at certain places. it ain't much, but if
everybody gave a shit then it would be.



#28 of 104 by tod on Wed Jun 25 16:07:26 2003:

This response has been erased.



#29 of 104 by other on Wed Jun 25 16:18:51 2003:

Is that because you have something against the Japanese, or east Asians 
in general, or because you don't want to support the American workers who 
build cars with Japanese nameplates on them?


#30 of 104 by tod on Wed Jun 25 16:37:07 2003:

This response has been erased.



#31 of 104 by gull on Wed Jun 25 17:24:10 2003:

Re #25: Stock brokers, which are who you're ultimately supporting with
*any* investment scheme, have a pretty amoral occupation to begin with.
 It's hard to see much moral sense in making a living by moving other
people's money around.  (Note I said "amoral", not "immoral".)

Re #30: You'd rather buy a Ford made in Mexico than a Toyota made in the
U.S.?


#32 of 104 by gelinas on Wed Jun 25 17:39:27 2003:

(Nabisco, like Kraft, was bought by a tobacco company that was trying to
diversify its products, so that it would not have to go out of business
when its only product became illegal, or at least sufficiently unacceptable
that its sale could no longer support the company.  Blaming Nabisco for
RJR's activities is like blaming the horse for the knight's stabbing you.)


#33 of 104 by tod on Wed Jun 25 17:41:19 2003:

This response has been erased.



#34 of 104 by tod on Wed Jun 25 17:44:22 2003:

This response has been erased.



#35 of 104 by oval on Wed Jun 25 17:46:47 2003:

tod, just wondering, if you support US companies that are based in 3rd world
countries and pay their workers next to nothing?



#36 of 104 by mdw on Wed Jun 25 18:03:11 2003:

Regarding Nabisco, see
        http://www.tobacco.neu.edu/tcu/3-4/rjr_split.htm
rjr plans to split food & tobacco, & sell off international operations.

I don't know what Rane means by "recently", but by the early 70's, as a
kid, I was able to tell that however "socially acceptable" smoking was,
it was still a nasty health risk and a bad idea.  So I'd have to say
even then they weren't behaving in a "socially responsible" fashion, and
a prudent investor might well have decided to invest elsewhere to avoid
the risk when society decided that wasn't "acceptable" anymore.

It's usually not easy to decide what the future holds, and even in the
present, many large companies display an ambiguous mix of "good" and
"bad" behavior.  So, deciding what is "morally responsible" isn't always
easy.  It is of course also quite difficult to decide which companies
are going to make lots of money.  Still, jep seems to be assuming that
investing in "socially responsible" organizations will worsen his
chances of making money.  I think it's more likely there's either no
connection at all between social responsibility and profitability (in
which case, it doesn't hurt you to do this), or, there's even a slight
positive link between social responsibility and profitability (it
certainly doesn't hurt to avoid investing in companies that are about to
get their asses sued off.)


#37 of 104 by tod on Wed Jun 25 18:04:13 2003:

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#38 of 104 by janc on Wed Jun 25 18:12:53 2003:

I think trying to decide if a major corporations is "good" or "bad" with
respect to any particular set of values is very hard.  Most engage in such
a diverse set of activities.

I remember when lots of people were boycotting Exxon after the Valdez
incident.  Some of them prefered to buy from Shell instead.  Shell's oil
tankers never spill oil.  Shell doesn't have any oil tankers.  The oil you
buy at Shell stations gets shipped on tankers belonging to other companies.
For all I know, might be on Exxon tankers.  Whatever tankers they get shipped
on, they probably have accidents.  I don't see the point in boycotting one
oil company in preference for another.  If oil spills piss you off, your
only effective strategy is to buy less oil.


#39 of 104 by mdw on Wed Jun 25 18:31:52 2003:

Canada and Germany are 3rd world countries?  Psst.  Grex doesn't just
pay sun next to nothing, we don't pay sun anything at all.  Of course,
grex doesn't pay its staff anything either.

Stelmar and Mobil (at least) are buying double hulled oil tankers now.


#40 of 104 by tod on Wed Jun 25 18:47:33 2003:

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#41 of 104 by gull on Wed Jun 25 19:01:20 2003:

How about U.S.-based companies that open shell corporations in other
countries to avoid paying taxes?


#42 of 104 by tod on Wed Jun 25 19:31:33 2003:

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#43 of 104 by jep on Wed Jun 25 20:09:35 2003:

re resp:22: I am in favor of nuclear power, have a neutral position on 
guns, and a neutral position on animal testing.  I am anti-abortion, 
and against tobacco and gambling.


#44 of 104 by tod on Wed Jun 25 21:04:09 2003:

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#45 of 104 by jep on Thu Jun 26 03:25:22 2003:

Pack of smokes?


#46 of 104 by scg on Thu Jun 26 05:09:24 2003:

The problem with saying that RJR's activities aren't Nabisco's fault is that
at this point Nabsico is RJR.  It may well be that the original owners of
Nabisco has absolutely nothing to do with tobacco, but the original owners
of Nabisco aren't who gets the money when you buy Nabsico products these days.



#47 of 104 by keesan on Thu Jun 26 08:43:04 2003:

I don't buy Nabisco anything.  What do they sell besides shredded wheat?


#48 of 104 by jmsaul on Thu Jun 26 12:55:16 2003:

Nothing.  You're fine.


#49 of 104 by goose on Thu Jun 26 17:31:32 2003:

At least nothing that you'll be apt to buy...


#50 of 104 by tod on Thu Jun 26 18:37:29 2003:

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#51 of 104 by mdw on Thu Jun 26 19:18:55 2003:

I'm not entirely sure I understand the relationship between
RJ Reynolds, Philip Morris, Kraft, and Nabisco.  But the following
food products seem to be involved:

a-1 steak sauce
altoids
cheese nips
chips ahoy
cool-whip
country-time crystal light
general foods
honey maid
jell-o
kool-aid
kraft
life savers
lorna doone
maxim
maxwell house
maxwell house coffee
miller beer
minute rice
miracle whip
nilla wafers
oreo
oscar-mayer
philadelphia
planters nuts
post cereal brands (alpha-bits, grape-nuts, honeycomb, raisin bran, shredded
wheat) postum ritz snackwells stove top stuffing toblerone triscuit velveeta
wheat thins yuban


#52 of 104 by tod on Thu Jun 26 19:33:17 2003:

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#53 of 104 by keesan on Thu Jun 26 22:25:11 2003:

These all sound not much more healthy than tobacco - all based primarily on
alcohol, salt, sugar or fat - and possibly equally addictive.  What is a
yuban or a snackwell or a maxim?


#54 of 104 by tod on Thu Jun 26 22:29:25 2003:

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#55 of 104 by mdw on Fri Jun 27 02:09:15 2003:

I don't think any of these are as unhealthy as tobacco.  There isn't any
safe way to consume tobacco.

Most of the food products could be consumed safely as part of a balanced
diet, albeit some of these should not be very large parts.  A lot of
these do have more than their fair share of salt and/or sugar, fat is
over-represented, and a few even have alcohol, but I think shredded
wheat and minute rice has none of these, and coffee is low.  Beer has
some alcohol, but little sugar, less fat, and no salt.  I think there's
nothing here that has all 4.


#56 of 104 by jaklumen on Fri Jun 27 02:11:33 2003:

I like Grape-Nuts, thank you very much, and I don't think it's that 
unhealthy =P


#57 of 104 by senna on Fri Jun 27 02:41:44 2003:

"There isn't any safe way to consume tobacco."

Sure there is--in a balloon.  Same way you can safely consume mass quantities
of cocaine. ;)


#58 of 104 by orinoco on Fri Jun 27 02:59:35 2003:

Maxim?  As in the "men's magazine"?  Is owned by Nabisco?  How odd...


#59 of 104 by scg on Fri Jun 27 03:50:20 2003:

re 57:
        And given the number of people who die when those baloons burst, I
hardly think that can be called safe.


#60 of 104 by other on Fri Jun 27 04:41:56 2003:

Well, if the idiots would remember to remove the air from the balloon 
before tying it off...


#61 of 104 by gold on Fri Jun 27 04:57:09 2003:

Mass quantities of cocaine may be safely consumed.


#62 of 104 by keesan on Fri Jun 27 06:24:23 2003:

Tobacco is used as an insecticide. It causes convulsions.


#63 of 104 by jep on Fri Jun 27 12:57:32 2003:

Maxim is a type of instant coffee.


#64 of 104 by gull on Fri Jun 27 13:10:43 2003:

I think it's nicotine, specifically, that's used as an insecticide. 
Which may very well be why tobacco plants evolved to produce it.


#65 of 104 by rcurl on Fri Jun 27 16:07:02 2003:

Insects have convulsions?


#66 of 104 by mdw on Fri Jun 27 17:29:34 2003:

Nicotine is a stimulant.  Presumably it screws up insect nervous systems
in high enough concentrations.  It screws up human nervous systems as
well, it's just that most people don't eat their cigarettes, but choose
other consumption methods that kill less efficiently.


#67 of 104 by ruru on Fri Jul 4 04:36:33 2003:

nothing


#68 of 104 by pvn on Fri Jul 4 07:37:36 2003:

"Socially Responsible Investing" in the stock market is an oxymoron.
Only a moron would invest in the stock market based on being "socially
responsible".   The purpose of the stock market is to make money.  What
you personally do with that money after you make it is up to you.
I admire charity and practice it personally but I personally think that
anyone who practices it as an investment strategy is an idiot - and I
encourage such from an investment strategy.


#69 of 104 by mdw on Sun Jul 6 01:33:11 2003:

Silly me, and I thought the purpose of a stock exchange was to encourage
*investment* and thereby facilitate the creation and expansion of group
enterprises.


#70 of 104 by pvn on Sun Jul 6 04:47:32 2003:

To make money.  Commerce is the goal.


#71 of 104 by rcurl on Sun Jul 6 17:19:15 2003:

mdw is correct: the purpose of the stock exchange is to raise capital for
business ventures. However the stock exchange is then used by others for
earning money. The ventures for making money without supporting productive
business are called casinos. 


#72 of 104 by slynne on Sun Jul 6 17:30:03 2003:

I think it is perfectly reasonable for people to have other 
considerations besides just money. In fact, I think it would be pretty 
unethical for a person to invest in a company they knew was doing 
something morally repugnant to them. 


#73 of 104 by gregb on Sun Jul 6 23:23:50 2003:

Anybody know what the state of day-trading is these days?


#74 of 104 by mdw on Mon Jul 7 01:43:02 2003:

Last I heard, the 'close your eyes and stick a pin in the newspaper"
stock investment strategy was still pretty good.  Of course, everybody
likes to think there's more science to it than that.


#75 of 104 by pvn on Mon Jul 7 06:10:03 2003:

Yeah, some folk use a trained monkey.


#76 of 104 by pvn on Mon Jul 7 06:10:35 2003:

...but it has to be a borrowed monkey.


#77 of 104 by gull on Mon Jul 7 14:33:50 2003:

As one commentator put it, "if market timing worked, we'd all know it,
because the person who figured it out would own just about everything by
now."


#78 of 104 by klg on Mon Jul 7 16:19:32 2003:

re:  "#71 (rcurl):  mdw is correct: the purpose of the stock exchange 
is to raise capital for business ventures..."

Which would be the case for initial offerings, but not for the buying & 
selling of existing shares/bonds held by the public.

and:  "The ventures for making money without supporting productive
business are called casinos."

Or, in many areas, public schools (and various other government 
enterprises).


#79 of 104 by tod on Mon Jul 7 16:51:46 2003:

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#80 of 104 by tpryan on Mon Jul 7 17:55:34 2003:

        What, is EnRon really selling at 4 cents a share.  Heck, buy
a 100 or so.  YOu can only lose $400, unlike those that bought it
first low price of $19/share.


#81 of 104 by janc on Mon Jul 7 18:45:44 2003:

Dunno about the state of Washington.  The state of Texas has no income tax
(I actually spent some time trying to figure out where to get state tax
forms the first year I lived there).  They have high sales taxes and do
a crappy job of funding their schools, resulting in noticably crappy schools.
Sure was nice not having to file a tax return though.


#82 of 104 by tod on Mon Jul 7 19:26:51 2003:

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#83 of 104 by rcurl on Mon Jul 7 19:44:30 2003:

klg is, as usual, confused and just shooting off his mouth. Schools and
government programs are *non-profit* and are not "ventures for making
money". 


#84 of 104 by tod on Mon Jul 7 19:49:05 2003:

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#85 of 104 by slynne on Mon Jul 7 19:59:12 2003:

I've heard that Washington's public schools are kind of crappy compared 
to Michigan's. I have also heard that Washington has dismal public 
services. Is that a good thing or a bad thing? It's hard to say. 
Seattle is less of a hole than Detroit but that could have nothing to 
do with public services or tax rates or whatever. *shrug*


#86 of 104 by klg on Mon Jul 7 20:10:15 2003:

Thank you, Mr. tod.  We wonder why Mr. rcurl believes that schools and 
other so-called governmental and non-profit organizations do not (in 
his words) "make money."  We seem to recall sending significant 
payments to federal, state, and local governments on an all-too regular 
basis.  Also, when I was employed in a voluntary hospital there seemed 
to be an obsession with "making money."  Perhaps Mr. rcurl does not pay 
taxes.  Perhaps hospitals no longer have that concern.  Perhaps we are 
out of touch.


#87 of 104 by rcurl on Mon Jul 7 20:30:42 2003:

No, you are out of touch. Of course schools pay their faculty, who are
employees carrying out the non-profit functions. But the school makes no
profit from this. No one would buy stock from them on the stock exchange
as they pay no dividends (and of course don't even issue stock).



#88 of 104 by tod on Mon Jul 7 21:30:16 2003:

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#89 of 104 by rcurl on Tue Jul 8 00:34:17 2003:

There is an actual bus service that works from Seattle and north.


#90 of 104 by klg on Tue Jul 8 01:55:39 2003:

Mr. tod.
Based on Mr. rcurls analysis (i.e., that the government and its 
institutions are not interested in making money), we believe we may pay 
our taxes government bills in seashells.
klg


#91 of 104 by senna on Tue Jul 8 02:30:57 2003:

Detroit's schools are really benefitting from that income tax, aren't they?
Sorry, couldn't resist. Perhaps what is really needed is an anlysis of
revenues versus expenses.  Correlating income tax with school success is very
shakey, to me.



#92 of 104 by slynne on Tue Jul 8 02:53:28 2003:

I meant social services. Sorry I wasnt more clear.

The problems with Detroit's schools run deeper than just money, 
unfortunately. 


#93 of 104 by scg on Tue Jul 8 06:20:07 2003:

re 91:
        To raise money with any tax, there has to be money to raise.  For
Detroit, where the racial segregation (and thus income segregation) boundaries
tend to follow city boundaries, an income tax may well be able to raise more
than a property tax, because an income tax can tax those who commute in from
the suburbs.  But that could also hurt the city, since it gives people an
incentive to earn their income in the suburbs rather than in the city, so
Detroit's city income tax can't be very much.  If Detroit's tax funding is
limited to sources within Detroit, they're not going to be able to raise much
no matter what they tax.


#94 of 104 by pvn on Tue Jul 8 06:40:09 2003:

But the "solution" to the problem in Detroit (and DC which has the
highest per pupil spending) is to throw more money at it, right?
And where does that money come from? 

The purpose of a common stock company is two fold, as a force multiplier
(business is war) and to distribute risk.  Lets say I have 10 dollars
with which to buy 10 beads at 1 dollar each to trade with the indians
and I think trading with the indians while risky will result in a
profit.  I can trade my 10 dollars for 10 beads and trade with the
indians and get goods which I trade for money for a profit of say 100
cents per year (not bad).  I might also get scalped and lose my 10
beads, but I don't really care at that point.  However, if I have such a
great idea for making money, I convince a million people to buy a
million shares of common stock at 10 dollars each, can buy the beads at
10 cents each because of the volume, and pay 100 people to trade the
beads for 1 dollars worth of goods where 10 of the hundred are scalped,
90 succeed, build a private army to protect the traders, well, you do
the numbers.  Lets say I am the holder of on 10 dollar share.  I can
hold the share and get the now 7 dollar per year profit - greater return
on investment (ROI) and no potential loss of life, or I can sell the
share now for 12 dollars (double the ROI were I to risk life and try to
do the bead deal on the small scale myself) to sombody else willing to
wait the full year - who doesn't get the same profit as an IPO investor,
but still doesn't risk life.  That in the simplest form is the purpose
of stocks.


#95 of 104 by scott on Tue Jul 8 06:48:41 2003:

I find it pretty funny that some people see the stock market as a way to make
money off unethical businesses while somehow not ending up tainted themselves.
Especially people who make a big deal about ethics in other areas.


#96 of 104 by pvn on Tue Jul 8 07:02:02 2003:

I think the point the investors in socially responsible funds and/or
companies are trying to make is that it is possible to make money by
investing in "ethical" companies.  (You give a lot away about your bias
by using the phrase "make money off".)  

In the long run you make money by investing in profitable companies.
It is a self correcting mechanism and has little to do with social
consciousness.  You make money dealing with a company that is ethical in
that it pays fair money to its suppliers on a timely fashion and gives
good value to its customers thus generating a profit.


#97 of 104 by scott on Tue Jul 8 07:08:55 2003:

What's so biased about the phrase "make money off"?  I made a lot of money
off developing software, and more recently I made a lot of money off selling
my house.


#98 of 104 by pvn on Tue Jul 8 07:23:01 2003:

I'll leave it as an exercise for the reader.


#99 of 104 by scott on Tue Jul 8 11:10:50 2003:

I had a college prof who used to give that "exercise for the students" line.
Didn't take long for me to figure out that he was either too lazy or stupid
to come up with an explanation by himself.


#100 of 104 by gull on Tue Jul 8 14:22:06 2003:

Re #95: Well, yes.  I mean, the only people who make serious cash in the
stock market are the brokers and the insiders who manipulate the stock
prices behind the scenes.  That's why "ethically responsible" investing
is such a belly laugh.


#101 of 104 by tod on Tue Jul 8 18:05:58 2003:

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#102 of 104 by slynne on Tue Jul 8 18:12:54 2003:

I just know what I was told by some friends who live in Seattle. I was 
told that the schools are much worse than Michigan schools (by someone 
who has worked in schools in both areas) and that there were fewer 
social services. Our discussion centered around services for the 
mentally ill and for children. 



#103 of 104 by tod on Tue Jul 8 18:56:31 2003:

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#104 of 104 by slynne on Tue Jul 8 20:44:23 2003:

I have no idea where you get the figure from that link that Washington 
State spends $23.4 billion on K12 education. The figures I got from 
that link say that they spent around $10.5 billion with no mention of 
how many students are in there system. 

It is possible that I may have been given a skewed perspective but you 
havent demonstrated that your perspective is any less skewed. 


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